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METHODOLOGY
Research Design
This study was a qualitative study but also minimally used quantitative
measures. Glesne and Peshkin (1992) asserted that "although some social
science researchers (Lincoln & Guba, 1985; Schwandt, 1988) perceive
qualitative and quantitative approaches as incompatible, others (Patton,
1990; Reichardt & Cook, 1979) believe that the skilled researcher can
successfully combine both" (pp. 8,9). Glesne and Peshkin stated that the
use of two seemingly incommensurable approaches is, in practice, somewhat
resolved by having one methodology serve in a supportive role of the other.
I employed quantitative measures only to gather profile information about
participants and to aid me in the identification of reoccurring categories
addressed by my interviewees. The primary qualitative data collection technique
used in my research was interviewing. Multiple types of data were collected
and qualitative methods of data analysis were supported through the use
of the AQUADÔ qualitative analysis computer
package.
Data Sources
Key informants were chosen because of their experience with local desegregation
and civil rights issues and greatly helped me shape my research during
the pilot study. Key informants represented both the black and white communities
and a wide range of socioeconomic success. One key informant was a successful
black teacher who has been an invited speaker to many types of gatherings
to speak on the topic of racism. Another key informant was a white journalist
and historian known for his knowledge of all aspects of St. Joseph’s history.
Newspaper articles, scholarly journals, the internet, state and local
records, school board records, and miscellaneous papers and letters all
contributed as archival sources to this study. Although one cannot interact
with such documents as in an interview, they do provide a stable source
of context data against which interview results can be interpreted (Erlandson,
Harris, Skipper, & Allen, 1993). In addition, tape recordings of the
interviews allowed for a kind of stability in that any time during the
duration of the study they could be revisited and compared against original
interpretations as a hedge against bias and to allow for the benefits of
a prolonged engagement with the interviewees.
Participants in the interviews were chosen from several sources: (a)
upon recommendation from a key informant, (b) from school attendance records,
and (c) from my personal knowledge of past friends and acquaintances. Each
interviewee also completed a survey. Instead of the random sampling employed
by quantitative studies, I selected each interviewee by means of purposive
sampling, a sampling technique which is guided by an established set of
criteria toward the end that those chosen will have relevant knowledge
and will be likely to contribute positively to the study. Thus, my reason
for selecting each participant was not to gather a representative sample
of the target population, but rather to choose participants who had a story
to tell, who were reflective about their experiences, and who were articulate
enough to translate their experiences and insights into a narrative form.
Interviewees in the study were promised anonymity in order to encourage
their full participation in sharing of their experiences and reactions
to those experiences. As a lifelong resident of St. Joseph, I knew firsthand
that the black population is careful about their criticism of the dominant
social group and may feel freer to talk openly under a cloak of anonymity.
As it turned out, my perception was not totally accurate; many did not
care if their identities were revealed.
Quantitative Instrumentation
Three broad areas were targeted by the survey: (a) experiences of the
participants, (b) their perceptions of mechanisms used to effect desegregation,
and (c) participants’ perceptions of the outcomes of desegregation. These
three areas corresponded to the same areas addressed by the research questions
and the interview questions. For most survey items, a five point Lykert
scale was used with 1 being greatly disagree and 5 being greatly agree.
By way of quantitative support, the AQUADÔcomputer
program aided in the coding of meaningful segments of interview data by
counting the number of occurrences of selected words and topics. This allowed
me to quickly identify portions of text for closer scrutiny. In addition,
AQUADÔ aided in locating linkages between
words and concepts by counting and identifying the number of occurrences
in which a target word was found to be within a given number of words of
a second target word. Such quantitative results sped up the process of
assigning codes and determining relationships between blocks of coded text.
Grounded Theory
Grounded theory (Denzin & Lincoln, 1994; Erlandson et al, 1993;
Glaser, 1978; Glaser & Strauss, 1978; Guba & Lincoln, 1994; Hutchinson,
1988; Strauss & Corbin, 1990; Strauss & Corbin, 1994) requires
that theory emerge from a recursive process of interaction with data collection
and data analysis. Analysis of initial data is used to inform and refine
the data collection instrumentation. Analysis of the data is accomplished
through three phases of coding, which may overlap. Open coding is the initial
sorting of data into relevant categories. In axial coding the researcher
refines the categories and begins to relate the categories together. Finally,
in selective coding the dominant category to which all others are related
is identified and its relationship to the other categories is tested. Open-ended
questions are typically used to elicit unexpected findings from participants.
Sampling is not random as in quantitative research where it is important
to be able to generalize results. Instead, sampling is purposive in order
that information-rich cases may be selected for analysis (Patton, 1990).
Therefore, the researcher must select sources which will provide the most
relevant information to the research topic and which aid in development
and verification of theory. Early in my study, I chose participants that
could aid in the identification of categories. I analyzed the data as I
continued to collect new data and identify potential categories within
which the data seemed to be logically clumped. As relationships between
categories were discovered, I used purposive sampling to verify test and
verify relationships. Finally, near the completion of data collection,
I again employed purposive sampling to confirm and verify the emergent
theory. Unlike quantitative research, there is no ideal sample size since
the researcher is interested in quality of data over quantity (Erlandson
et al, 1993).
I turned to the work of Strauss and Corbin (1990) for four criteria
to ensure the quality of my emergent theory: (a) it should fit the phenomenon
being studied by emerging from diverse data from the field and by remaining
faithful to the lived reality of the participants, (b) it should offer
understanding which can be verified by both the participants and experts
in the field of study, (c) given that the data is rich enough and that
the theory is broad enough, it should provide for generality to similar
contexts, and (d) it should provide control by accurately stating the conditions
under which the theory applies and, thereby, providing a possible foundation
for action.
Strauss and Corbin (1990) termed grounded theory, "a qualitative research
method that uses a systematic set of procedures to develop an inductively
derived grounded theory about a phenomenon" (p. 24). Therefore, contrary
to traditional positivist methodology, I did not begin my research with
a theory but, through ongoing data collection and analysis, created theory
which explained and linked together the principal concepts identified in
my study. In addition, I found grounded theory to be especially suited
to a critical perspective since it can be viewed as a form of social criticism
(Hutchinson, 1988):
Grounded theory is qualitative in its philosophy of science, its data
collection, its methods of analysis, and its final product offers a rich
and complex explanatory schema of social phenomena . . . [it] is a form
of social criticism; it does make judgements about identified patterns
of social interaction. (Hutchinson, 1988, p. 126)
The method of grounded theory is dependent upon the application of specific
procedures, or protocols, which result in a theory that is robust and well
grounded in the data. Data collection, for instance, proceeds through three
distinct phases.
Data Collection and Coding
Strauss (1987) described data collection as the process of finding,
gathering, and generating materials to be analyzed over time in order to
give rise to a grounded theory. In my study, I gathered data from official
records, documents, personal experiences, participant surveys, key informants,
and participant interviews. These multiple sources provided for a rich
triangulation of data (Glesne & Peshkin, 1993; Marshall & Rossman,
1989). I taped recorded interviews and transcribed each prior to importing
them into the AQUADÔ analysis environment.
In order to leave an extensive audit trail I created various record keeping
forms and kept entered data after each interview or acceptance of a historical
record or document. My goal for data collection was to identify categories
of meaningful text, determine linkages or relationships between categories,
and identify core categories which contribute strongly to an emergent theory
(Strauss & Corbin, 1990). These three phases often overlapped.
I coded data according to the protocols initially offered by Strauss
(1987) and later refined by Strauss and Corbin (1990). My analysis was
interwoven with collection and coding as the level of the coding matured
and moved to higher conceptual levels. The three levels of coding outlined
by Strauss and Corbin (1990) were adhered to in my study and are addressed
separately below.
Open Coding
My initial goal for open coding was to identify segments of text which
made sense and which were relevant to the study and to assign a conceptual
label to each. Meaningful portions of text were originally selected and
coded if they fit any of the following criteria: (a) demonstrated relevance
to the research questions, (b) detailed experiences related to desegregation,
(c) demonstrated understanding of the mechanisms used to bring about desegregation,
or (d) addressed issues of the outcomes of desegregation. In addition,
it was important that I not miss any important information. Therefore,
I gave special attention to segments which occurred often in any text.
For instance, AQUADÔ reported that the
interviewee I’ve renamed as Mr. Watkins volunteered meaningful text related
to the concept of perseverance nine times in our one and one half hour
interview. As an example, one of those coded segments read, "So, I got
scared. But at the same time, I told myself that I’m going to make it.
I got to work on that." Including this quantitative measurement allowed
me to consider concepts which I may have otherwise missed.
Next, I compared and examined coded segments of text within their contexts
in order to assign one conceptual label to all segments addressing the
same phenomenon or concept. Many times this label was more conceptual than
the labels attached to individual segments of text. Concept names sometimes
came from the words of the participants, what Strauss (1987) called "in
vivo" codes (p. 33). Often, the labels came from my notes as I reflected
on the data immediately after gathering it. The concept labels remained
tentative, however, as analysis was ongoing and could at any point require
a refining of categories. I used theoretical memos in order to jot down
questions and concerns about categories as both a way in which to refine
them and to keep them in my field of attention. Strauss (1987) called these
memos, "writing in which the researcher puts down the theoretical questions,
hypotheses, and summary of codes" (p. 22). My memos were very informal
and often included arrows tentatively joining categories in preparation
for the next phase of coding.
Axial Coding
Axial coding was a grueling process in which categories were analyzed
in relationship with other categories in order to identify linkages and
patterns between them. To paraphrase Strauss and Corbin (1990), each category
is analyzed to identify any conditions which caused it to occur, any other
categories it generated or within which it is situated, any mechanisms
which manage the category, and the results of effects of that management.
What often occurs at this stage is that a set of categories may be recognized
as being inter-related and a new, meta-category created. This new category
then subsumes the earlier ones as subcategories. For instance, during the
middle stages of data collection and analysis, I found that early categories
of "grades," "like school," "graduation," "aspirations," "attendance,"
and "perseverance" were inter-related and were all being used to talk about
a more comprehensive conceptual category which I named "achievement." This
hierarchical creation of related categories became the "paradigm model"
(Strauss & Corbin, 1990, p. 99) which emerged during axial coding and
contributed to the products of the selective coding phase.
Selective Coding
In selective coding a core category was created which was robust enough
to explain much of the behavior noted in the study. As I analyzed the linkages
which emerged between categories and gave attention to categories which
were critical for increasing explanatory power, I searched among the stories
for a story, an overarching story which would represent as much of the
phenomenon as possible. The story line conceptualized the story and provided
the basis for the core category or theory. The core category exhibited
three critical characteristics: (a) it occurred frequently throughout the
data, (b) it served to link categories together, and (c) it explained much
of the variation in the data (Sherman and Webb, 1988). This core category
then guided additional theoretical sampling and data collection (Strauss,
1987). In this way, the emergent theory could be tested and either strengthened
or disqualified. Therefore, I restricted additional coding to that which
was relevant to the core category. Strauss and Corbin (1990) emphasized
the primacy of the core category by declaring, "The core category must
be the sun, standing in orderly systematic relationships to its planets"
(p. 124).The core category I searched for was one that would incorporate
St. Joseph desegregation experiences, and the meanings attached to those
experiences, into a robust explanation of the silences surrounding those
experiences and the public account of desegregation. Theoretical saturation
was reached when additional interviewing did not develop the properties
of the core category (Glaser & Strauss, 1967).
Issues of Qualitative Rigor
Many researchers consider it inappropriate to apply the standards against
which a quantitative study is measured to a qualitative study (Lincoln
& Guba, 1985; Smith, 1984; Strauss, 1987; Strauss & Corbin, 1998).
For instance, Kvale (1995) attacked the "scientific holy trinity" (p. 19)
of validity, reliability, and generalization as modernistic and inappropriate
for a postmodern qualitative research. As a way of retaining the concepts
of rigor inherent in these three and yet, at the same time, employing standards
more appropriate to qualitative research Lincoln and Guba (1985) recommended
the concept of trustworthiness. If a study is to be deemed trustworthy
then it must "demonstrate its truth value, provide the basis for applying
it, and allow for external judgements to be made about the consistency
of its procedures and the neutrality of its findings or decisions" (Erlandson
et al., 1993, p. 29). These components of trustworthiness are then distributed
among four quality criteria: (a) credibility, (b) transferability, (c)
dependability, and (d) conformability. I adopted these criteria for my
study and discuss each in more detail below.
Credibility
Credibility was suggested by Lincoln and Guba (1985) as a reasonable
substitute for internal validity, the fit between the data and the subject
under scrutiny. Erlandson et al., 1993 recommend the following constructs
for establishing credibility: (a) prolonged engagement, (b) persistent
observation, (c) triangulation, and (d) member checking. In addition to
employing these four indicators for credibility, I used three external
auditors to verify the accuracy and appropriateness of both my procedures
and findings. Each of the constructs is elaborated below.
Prolonged engagement. I began informal and formal investigations
of this topic over two and one-half years prior to the final write up.
Over this length of time, I had the opportunity to visit with many people
informally and to read extensively regarding this topic. By having such
a long term contact with the subject, I learned to recognize many faulty
points of view and correct aspects of my thinking. What now seems to me
to be an unfounded concern was once quite strong: I felt many blacks would
not want to speak to a white man about that which was painful and possibly
shameful to them. On the contrary, I never had anyone turn me down. All
participants were gracious and generous in sharing the most personal of
their possessions, their stories.
Persistent observation. In the same way that the final theory
emerged, my study itself had a long gestation period in which many avenues
were investigated and steps were often retraced until I settled upon the
research questions and design which seemed the best fit for me and for
this context. Persistent observation speaks to the process of experiment
and reflection, what Erlandson et al. (1993) call "constant and tentative
analysis." For instance, when I found I could get little or no information
from white informants who had been a part of the school district administration,
I assumed they were consciously hiding information from me. Only in time
did I come to realize this was a normal phenomenon for them. They had no
information to give me because desegregation had not been important enough
for them to have recognized and retained any part of that history. Such
insight, gained over time, added immensely to my understanding of this
topic.
Triangulation. In order to increase the credibility of this research
I actively sought out multiple sources of data and multiple perspectives
with which to interpret that data. I used official records including school
board minutes, attendance records, personnel directories, state manuals,
and annual reports to the school board. Documents incorporated into my
research included history books, periodicals, newspapers, reunion records,
and school yearbooks. Key informants and interviewees included both black
and white, male and female, older and younger, professional and working
class, and former teachers and administrators from the district. In addition,
I used informal interviews which were never recorded to conduct a pilot
study to determine the feasibility of pursuing this topic. Interview responses
were also checked against survey responses to add to the credibility of
each participant.
Member checking. Member checks provided that "both data and interpretation"
(Erlandson et al., 1993, p. 31) were verified as accurate by those who
contributed to the study. Member checking occurred near the middle and
ends of my study. When categories were identified as both robust and relevant
enough to contribute to the core category, key participants were contacted
to verify crucial data and interpretations. All participants were appraised
of the conclusions of the study and invited to critique the findings.
Transferability
In a quantitative study, the extent to which findings can be generalized
to a larger population is called external validity. For qualitative studies,
to embrace external validity in its traditional form would be to admit
that the site of study did not contain characteristics that make it different
from every other site. For the qualitative study does not seek to establish
a norm for the purpose of generalizing findings but investigates phenomena
which are context and time bound (Lincoln & Guba, 985). For this reason,
external validity has proven unsatisfactory to many researchers (Lincoln
& Guba, 1985; Strauss, 1987; Strauss & Corbin, 1990). Instead,
Lincoln and Guba (1985) suggested transferability as the qualitative measure
to replace external validity. Transferability differs from external validity
in that, rather than attempting to identify variables which will remain
unchanged across time and distance, transferability offers a rich enough
description of the problem and the context to enable "observers of other
contexts to make tentative judgements about applicability of certain observations
for their contexts" (Erlandson et al., 1993, p. 33). Whereas, in traditional
quantitative research, the responsibility lies in the lap of the researcher
to demonstrate generalizability of the findings to a larger population,
transferability shifts this responsibility to those who would attempt to
apply the findings to another setting (Lincoln & Guba, 1985). In addition
to rich disclosure of the context, the qualitative researcher can provide
the reader with information about the purposive sampling that was used
to select participants who would provide relevant and diverse contributions
to the study. I included thick descriptions of participant interviews and
also openly revealed reasons for selecting each in order to increase the
transferability of this study.
Dependability
Dependability loosely corresponds to the positivist criterion of reliability,
the degree to which the study could be duplicated (Lincoln & Guba,
1985). However, since a qualitative study is highly dependent upon its
unique context, it is recognized that "no theory that deals with a social/psychological
phenomenon can actually be reproducible" (Strauss & Corbin, 1990, p.
250) as it would not be possible to exactly duplicate the parameters of
this study. This does not mean, however, that a qualitative study should
not be held accountable for similar standards for consistency or stability.
Dependability assumes that responsibility by addressing the stability indicated
by reliability and by accounting for explainable variance. My study incorporated
an audit trail that documented "critical incidents, documents, and interview
notes" (Erlandson et al., 1993) in order to provide the reader with enough
information with which to perform an analogous study.
Three auditors were used in my study to examine raw data, data analysis
procedures and results, documentation procedures, the process of inquiry,
and to attest to the dependability of the findings. One auditor, an African-American
male, was chosen for his personal experience with desegregation, his perspective
of being a black educator in the St. Joseph school district, and his experience
in researching and speaking on issues of race. The second auditor, an African-American
male older than the first auditor, helped confirm much of the earlier material
of my study surrounding the school setting prior to desegregation and on
into the first year. It was important to me as a white male of European
origin that I be guided by the racial and cultural perspectives of the
first two auditors. The third auditor, a white professional in the legal
system, was chosen for his knowledge of the political and social workings
of the town. In addition to his insider view of the political structures,
he has proven himself as a supporter of civil rights and is deeply read
on the subject of race and desegregation. His insights greatly helped me
understand the workings of the official silence in St. Joseph.
Confirmability
Finally, the fourth quality criterion suggested by Lincoln and Guba
(1985) was that of confirmability, or how well the findings are the result
of the workings of the research process rather than researcher bias. The
traditional counterpart to confirmability is that of objectivity. However,
qualitative studies readily recognize that "objectivity is an illusion
and that no methodology can be totally separated from those who have created
and selected it" (Erlandson et al., 1993, p. 34). Instead of objectivity,
confirmability seeks to demonstrate a logical connection between data and
its sources and between the conceptual parts and the whole (Guba &
Lincoln, 1989). The way in which grounded theory calls for a constant comparison
of the data and concepts encourages the kind of objectivity measured by
confirmability. Such confirmability was attested to in my study through
the audit trail examined by my auditors.
Interviews
Lincoln and Guba (1985) cited Dexter (1970) to define an interview as
"a conversation with a purpose" (p. 258). My purpose in using the interview
was, as listed among others by Guba and Lincoln, a reconstruction of past
experiences. Whereas, structured interviews have as their goal to collect
"precise data of a codable nature in order to explain behavior within preestablished
categories" (Fontana & Frey, 1994, p. 366), unstructured interviews
are used so that the "problem of interest" (Guba & Lincoln, 1985) can
arise naturally in the telling. Unstructured interviews offer the advantage
of protecting the participant from the researcher’s prior conceptions of
categories of responses and allowing them to freely share from their own
interpretations of their experiences (Fontana & Frey, 1994).The drawback
to using an unstructured interview is that the lack of structure can contribute
to lengthy interviews which may generate a great deal of data for analysis,
data which may not be related to the topic under investigation. As a compromise
between the open and inductive requirements of qualitative research and
the theory driven perspectives of critical theory, I used a semi-structured
interview format in which selected questions were addressed at every interview
(Erlandson et al., 1993). However, those questions were made to fit the
flow of the interview and were asked in a conversational manner to fit
with the relationship established with the participant, "a mixture of conversation
and embedded questions" (Erlandson et al., 1993, p. 86). In addition, as
addressed in chapter one, a dialectical approach was adopted, one that
allowed me to oscillate between the world view of the informant, (e.g.,
by departing from the interview schedule to pursue an interesting line
of inquiry), and the insights offered by the historical and structural
analysis" (Wainwright, p. 10). In this way, I could engage my subjects
from the critical theory perspective of a transformative intellectual as
defined by Giroux (1988) and cited by Guba and Lincoln (1994): to "uncover
and excavate those forms of historical and subjugated knowledges that point
to experiences of suffering, conflict, and collective struggle . . . to
link the notion of historical understanding to elements of critique and
hope" (p. 110). Throughout the interview process, whether the respondent
was leading the conversation, responding to specific questions on my part,
or reacting to new information from critical theory, it was very important
to me to encourage the telling of stories.
Rationale of Storytelling/Narrative as a Method of Inquiry
My desire in using a storytelling method of inquiry was to coax both
content and context from participants with a minimum of direction (Van
Manen, 1990). I believe storytelling is a powerful research tool for three
reasons. First, it has been my experience that in the act of telling their
stories, people remember that which they thought they had forgotten and
make new connections between critical elements of their accounts. Second,
stories tend to suppress the self-conscious editing which can take place
in a more formal question and answer structure. Therefore, not only does
more information get through, but also cultural attributes are transmitted.
Third, stories allow both me and the reader to become a part of their world
as they tell of experiences to which we can strongly relate, recognizing
that we could have had the same experiences given the same contexts (Van
Manen, 1990). Of special interest to me as a researcher was the way in
which interviewees acted as co-participators in the discovery of explanatory
theory.
Stories birth new discoveries. In the telling of their stories,
participants experience epiphanies as their minds construct the elements
of the stories. For instance, Mr. Henderson experienced a flash of insight
into hegemonic practices embedded deep within the black community of St.
Joseph when he said the following:
Now I'm just thinking that it was maybe a smooth transition because
of the kinds of family people here, uh, that helped that. And if ministers
are preaching that in the churches, you know, the young kids don't remember.
I think that would help explain because, and he said as long as St. Joseph
blacks had intermarried so much within families then that would explain.
What is impossible to convey in this writing is the tone of excitement
and wonder Mr. Henderson expressed in his voice as he made this discovery.
His insight did not come as a part of an answer to a structured question
but in the middle of his telling a story about black families and in response
to my sharing of a concept from critical theory. In this way storytelling,
with embedded dialogue, is consistent with a critical perspective as a
method of inquiry. For instance, Shaull (1993) wrote in the introduction
of Pedagogy of the Oppressed of Paulo Freire’s belief that "every
human being, no matter how ignorant or submerged in the culture of silence
he or she may be, is capable of looking critically at the world in a dialogical
encounter with others" (Freire, 1993, p. 14). Freire’s work with illiterate
Brazilian natives proved to be so transformative that the resulting raised
consciousness of those he worked with challenged the power relations of
the status quo, resulting in Freire’s expulsion (Freire, 1993). In addition
to the ability of stories to encourage new discoveries, they also carry
not only the information about another culture but also the flavor and
nuances of that culture.
Stories carry culture and invite others in. Additional data is
gained that may have been lost in a more formal structure of questions
and answers for participants are also less likely to edit the various elements
of their narratives when caught up in the reliving of experiences which
is storytelling. Whereas answers to formal questions may be controlled
and the information metered out as through a sieve, stories act as containers,
not only of information but of culture. They can reveal the archetypes
and mores of a culture in ways that the interviewer might never think to
ask and the interviewee might never think to offer. A story is not only
the offering of information about a culture but is also an invitation to
the researcher to share in that community in a way that is a very personal
and egalitarian manner of relating. Eliciting stories from participants
is similar to the gathering of oral histories and has been found to be
especially effective in reaching people groups that have been traditionally
overlooked (Fontana & Frey, 1994). To this end, my interviews began
with broad open-ended questions which created democratic spaces for stories.
I prompted participants for more information and reflection by using their
own words whenever possible. In addition, I encouraged interviewees to
ignore questions they did not wish to answer and to take the conversation
down any lines they wished to pursue. In this way, I sought to empower
them to retain ownership of their own stories and to actively reflect and
direct the conversation into virgin territories. At some point in the interview
I would usually share a short story of my own in order to historically
locate myself in the field of study and to encourage trust. Questions were
developed from a careful study of the historical context, personal experiences,
and from a limited pilot study. New questions often emerged from prior
interviews and from auditors who were consulted at numerous check points
throughout the study.
The Role of the Researcher
Traditional positivist research defined the role of the researcher as
a detached observer who plays "a neutral role . . . casual and friendly,
but, on the other hand, directive and impersonal" (Fontana & Frey,
1994, p. 364, 367). In recent years claims
of objectivity have been challenged by a number of researchers (Mellon,
1990; Lincoln & Guba, 1985; Strauss & Corbin, 1990). Other researchers
have gone so far as to suggest that the false distance created between
the researcher and the subject is elitist and contributes to false and
incomplete data (LeCompte, 1993). Feminists, in particular, have attacked
the philosophical underpinnings of research paradigms which support masculine
practices such as detachment while vilifying typically feminine traits
such as sensitivity and emotionality (Fontana & Frey, 1994). Indeed,
critical theory would cause us to highly question the authenticity of a
researcher/researched relationship in which the subjects are positioned
in an inferior position. LeCompte suggested the role of the researcher
to be that of a mediator who helps participants find their voice concerning
their understandings of their lived experiences. In particular, she recommends
that critical researchers attend to the power inherent in the subject’s
ability to name and describe their realities. Such a stance is strongly
supported by other critical theorists as they have identified the act of
naming as prerequisite to action (Freire, 1993; Greene, 1988). As addressed
earlier, I employed open-ended questions to draw out stories in order to
allow participants to find their voice, make new discoveries, and retain
power and ownership over their stories. However, the interviews were recursive
in nature between a hermeneutical listening and recording and a critical
theory approach of supplying needed theory and terminology in order to
further empower interviewees to extend their observations.
A Recursive Mode of Interviewing
As addressed in the introduction to this study, in order to synthesize
a hermeneutical approach to interviewing with a critical perspective, I
freely invited participants to share their experiences
and meanings attached to those experiences but also critically situated
emergent categories within economic and social contexts, often visiting
with them about concepts and terminology from critical theory. I found
this approach to be very similar to Paulo Freire’s (1993) approach described
in Pedagogy of the Oppressed. I would always begin in a posture
which Freire described as that adopted by "sympathetic observers with an
attitude of understanding towards what they see" (p. 91). As an ongoing
process within the interview, I would then "study the inhabitants [interviewees]
level of awareness of these contradictions [the experiences of desegregation]"
(p. 94). And finally, I offered an initial bit of theory and/or terminology
in order to facilitate the "broadening of their perception" (p. 98). If
they responded to the critical interjections in such a way as to latch
upon them and elaborate and extend their prior understandings and articulations,
I would continue to move recursively between a listening, understanding
mode and a critical theory approach of providing more grist for a raised
consciousness. If, on the other hand, the interviewee displayed annoyance
over the interjection or was not able to accommodate my sharing for any
reason, I always backed off and resumed a purely hermeneutical approach
of careful listening and recording until another opportunity was offered,
if ever.
Qualitative Data Instrumentation
With a grounded theory methodology, data analysis is an ongoing process
which informs changes in sampling, instrumentation, coding of text segments,
the creation of conceptual categories, and the relationships assigned between
categories. Analysis is essentially the process of making sense of the
data, a very time consuming process (Chenail & Maione, 1997). As I
began analysis of early data, I found there were two aspects of this sensemaking.
One part of it seemed to be rather technical; for that aspect of analysis
I used the AQUADÔ computer program. As
stated earlier, AQUADÔ facilitated the
coding of meaningful segments of text, retrieval of coded text, checking
for the frequency of key words and code, and helping to establish linkages
between categories for axial coding. During this protracted part of analysis,
I often felt as though I was losing touch with the participants. The fragmentation
which is a part of open coding never seemed to get fixed, even as the parts
were assembled again into categories and then subsumed into meta-categories.
I wanted another perspective, one that would place me once again closer
to my subjects. I also knew that the tool I was searching for would not
be a replacement for the analysis protocols of grounded theory but would
be an enhancement, another angle of the same view, but one that would help
me retain a strong connection with each subject’s context. What I eventually
settled upon was an adaptation of an analysis technique used by therapists,
researchers, and theorists called Recursive Frame Analysis (RFA).
RFA was developed by Brad Keeney (1987, 1991) and extensively refined
by Chenail (1991, 1995) for his use in analyzing patient talk in therapy
sessions. It has subsequently been used by qualitative researchers, practitioners,
and theorists to "get closer to the talk" (Chenail, 1995, p. 1) as method
of analyzing many forms of discourse. Chenail cited (Keeney, 1987) as he
described how throughout the course of a conversation, participants reveal
many different perspectives from which they make decisions about how they
will continue in the dialogue. In order to analyze the conversation, the
researcher must "name the talk" (Chenail, 1995, p. 12) by identifying the
contexts, or frames, used by the speaker. Conversation is seen as recursive
since a speaker will often not only speak from a repetitive set of frames
but will also adjust the frames or adopt new ones as the conversation progresses
(Chenail, 1995).
In RFA, the basic unit of meaningful text is called a frame. Keeney
imported this term from an earlier work by Bateson (1972) who described
a frame as "a psychological concept for ways of understanding meaning in
human and animal interaction" (Maione, 1997). A frame corresponds quite
nicely to a coded section of text under the grounded theory methodology.
For instance, of all the phrases and sentences spoken by an interviewee,
only some are chosen by the researcher to be especially meaningful for
the research topic, others may have meaning but not relevance. An example
of a meaningful frame for my study was given by Mr. Watkins when he said,
"My savior was sports." When discourse is analyzed under RFA, the researcher
looks for ways in which frames that seem to be related may be clumped together
according to a common theme called galleries (Rambo, Heath, & Chenail,
1993; Keeney, 1987; and Maione, 1997). A gallery, of course, corresponds
to a grounded theory category. As an example, I placed the frame quoted
above in the gallery which I eventually called transitions because it fit
with other frames that described structures and experiences which either
aided or hindered black students’ transition into the integrated schools.
As data is amassed, it may be necessary to look for even larger, more comprehensive
groupings of concepts which Maione (1997) termed wings. RFA, therefore,
gives the qualitative researcher the ability to locate the galleries and
wings which are often frequented by the subjects. In addition, RFA sensitizes
the researcher to be able to identify contiguous galleries, those which
are contextually connected and boast of shared traffic back and forth.
In this way concepts which might not seem to the researcher to be connected
are more easily identified.
So, why do RFA if you are already doing grounded theory? What RFA offers
the researcher is a dynamic component in the analysis of categories and
how they relate together to contribute to a core category or theory. Whereas
the grounded theory use of categories and linkages between categories is
static, one can use RFA in order to visualize how an interviewee moved
among galleries during the course of an interview. For example, it might
be interesting to note not only that the subject purposely moved back into
a certain gallery many times during an interview but also how that was
accomplished. Was there a certain hallway or entryway that was used to
return each time to a favored gallery? As an example, Mr. Watkins moved
back into the sports section of the transitions gallery nine times during
the course of his interview. Every trip back to the gallery was of his
own initiative, not as the result of a leading question. Once the researcher
begins to view interview transcriptions from this dynamic perspective,
other aspects of the discourse may become apparent. For instance, Chenail
(1995) wrote of torqued talk in which a subject cannot seem to be able
to leave a gallery. Although RFA was not used as a primary analysis tool,
it was a very good fit with my style of learning and analysis and therefore,
facilitated my identification of relevant galleries or categories and the
relationships between each. Overall data analysis was conducted according
to the traditional guidelines established within grounded theory.
Data Analysis
All interview tapes and handwritten notes were word processed into separate
documents and each line was numbered for reference. The text was then analyzed
and broken down into meaningful segments, or frames, with each segment
containing one item of information. The AQUADÔ
software package was used to number lines of text and to separate meaningful
text into separate frames. In addition, AQUADÔ
facilitated the tagging of each frame with an identifier that related back
to the originating document. The frames were then analyzed in order to
develop categories, or galleries. Each gallery was given a description
and a name which fit the description. Frames not finding a home within
a gallery were retained and referred to periodically for their potential
of creating unforeseen galleries or connections between galleries. As is
common to grounded theory, frames were moved and galleries created and
demolished as a result of a constant comparison of frames and galleries
according to the emerging understanding and theory. Theoretical saturation
was reached when no new or relevant data contributed to new frames, galleries,
or wings.
Organization of Data
The reason we gather data in a qualitative study is "to gain the ability
to construct reality in ways that are consistent and compatible with the
constructions of a setting’s inhabitants" (Erlandson et al, 1993). In addition,
I wanted to insure that the constructed reality was consistent with archival
sources of data. Triangulation of data from multiple sources generated
a tremendous burden of paperwork. I realized early on that good methods
of documenting and sorting data were essential.
Document Summaries After I examined each document or record I
created a document summary which noted various details related to that
piece of research. First, I noted the type of document, whether it was
a photograph, a newspaper article, a letter from a library holding, an
interviewee tape, or one of other kinds of documents examined in the course
of this research. Second, I noted its bibliographic information: the source,
author, date, location, etc. Third, I recorded a brief summary of its pertinent
contents so the summary could be quickly consulted in order to aid in making
connections with other documents. Fourth, I jotted down any ideas I had
of how other documents might be related. This summary led me to the more
detailed summary of the results gained from the interviews.
Field Note Summaries
Following each interview, I removed myself as quickly as possible from
the interview site and wrote a contact summary sheet in which I summarized
what I had observed and learned from the interview. Included was a brief
description of the context; an observation of the interviewee; that which
seemed most significant about the interview; and that which was the most
unexpected, interesting, or problematic about the interview. Both the document
summaries and field note summaries contributed to an ongoing reflective
analysis of data.
Audit Trail
The document summaries, field note summaries, and miscellaneous notes
contributed to an overall audit trail of the entire research process. In
addition, process notes were included about data collection and analysis
instruments which were considered and then either added or dropped from
the study. I chose to integrate any journaling about the process into the
flow of the audit trail so my questions and comments would be in proximity
with procedures and actions. In this way, I was able to constantly question
the questions and provide for adjustment as needed.
Data Triangulation and Testing of the Theory
Erlandson, Harris, Skipper, and Allen (1993) cited Denzin (1970) and
wrote that the credibility of a study is increased by triangulation that
occurs in several dimensions: (a) multiple sources of data, (b) multiple
methods, (c) multiple investigators, and (d) multiple perspectives of the
analysis. I sought to increase credibility by addressing each of these
kinds of triangulation. Multiple sources of data came from the study of
historical records and documents, the results of an informal pilot study,
a quantitative survey instrument, purposeful sampling of interviewees,
and input from key informants and auditors. I employed multiple methods
by following grounded theory as my overarching methodology and also including
a recursive form of interviewing which allowed me to share theory with
those I interviewed. In addition, a survey was used to gather a profile
of the interviewees. Although I was the only formal investigator, I consider
all those who participated in this study to be investigators in their own
rights as they sought to recall past experiences and meanings and to situate
those within the historical, social, and economic contexts from 1953 to
1959. Multiple perspectives were used as I actively followed the perspective
of critical theory in examining power relations and critiqued social and
economic contributions to the topic of my study and incorporated a value
of caring and attention to emotions from critical feminist theory. In addition,
feminist theory alerted me to issues of silencing and voice as they pertained
to desegregation in St. Joseph. In order to track data gathered from these
different sources, formal methods of recording were employed, beginning
with a chain of evidence.
Chain of Evidence
After categories were identified, related, and tested, I constructed
a chain of evidence used to make strong links between my research questions,
raw data, and initial conclusions from data analysis. The chain of evidence
provided connections between the data and the findings in order that an
external observer could follow the flow of the research and test the robustness
of the conclusions.
Member Checking
At various check points throughout the study I involved key informants
in a review of the process and results of the research. Key informants
were used to determine the feasibility of the study, to review survey and
interview items, to critically analyze initial conclusions, and to test
the final emergent theory.
Searching for Alternative Explanations of the Data
Key informants were also used in order to search for alternate explanations
of the data. This was done by avoiding leading discussions at the various
checkpoints described above. Instead of sharing my tentative conclusions,
I would instead share data and ask for their ideas on what it meant. In
addition, ongoing literature review related to new data consistently exposed
me to alternative explanations which had to be measured against the historical
background of St. Joseph and the data generated by the interviews. The
writing of the report began long before the theory emerged and was constantly
adjusted according to new and relevant data.
Writing the Report
The major blocks of the study were written in chronological order and
represent the way in which the research unfolded. For instance, as I considered
this thesis I was drawn back in my memories to the episodes that I related
in the preface. Next, I began to wrestle with the conceptualization of
the study as represented in the introduction chapter. A review of the historical
literature informed the third chapter and so on until my theory emerged
and could be addressed in the final chapter. It was not until the theory
emerged, however, that I felt a sense of coherence to the experience and
could go back to fill in gaps and address inconsistencies. In the next
chapter I write of the results I found from interviewing former white administrators,
former black teachers and students. It was in the organizing of the writing
of the next chapter that I began to feel comfortable that a substantive
theory had, indeed, emerged using the grounded theory methodology. |